Sebi, the markets regulator, cancelled the registration of four stock brokers for failing to meet regulatory requirements.
Securities and Exchange Board of India (SEBI) has issued a circular outlining the due diligence certificate format for debenture trustees (DTs) handling unsecured debt securities. This follows ...
Capital market regulator Sebi rejected the competing open offer made by the US-based entity Danny Gaekwad Developments & ...
e.g. if a broker associates with a person (who is promoting insurance product) engaged in any of the two prohibited activities, it would be violation of the SEBI regulations since the Intermediaries ...
Sebi-registered intermediaries are not allowed to make or receive payments or share client information with anyone engaged in ...
Markets regulator, Securities and Exchange Board of India (SEBI), on Wednesday cancelled the registration of four stock brokers - Single Window Securities, Sunness Capital India, GACM Technologies and ...
In four separate orders, the Securities and Exchange Board of India (SEBI), cancelled the registration certificate of the four brokers to prevent misuse of the market regulator registration without ...
After staunchly defending Madhabi Puri Buch, chairperson of the Securities & Exchange Board of India (SEBI), to the extent ...
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Digvijay Laxmansinh Gaekwad, a Florida-based investor, is required to appoint a merchant banker to comply with Sebi's ...
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