An ex– Wells Fargo financial advisor must repay the wirehouse more than $2.9 million he received as a recruiting bonus when he joined from UBS in 2020. Advisor Gary Cattich left Wells for RBC Wealth ...

In addition to the roughly $14.3 million award, 15 other cases against Roberts are still pending, Barron's writes, citing BrokerCheck. The award from earlier this month "appears to be the first of the ...

A recent McKinsey study estimates that more than $30 trillion will change hands by 2030 — and most of the recipients will be looking for a new advisor, Equitable said it found in a survey of 500 ...

The Financial Industry Regulatory Authority has barred a former Morgan Stanley financial advisor after he refused to provide requested documents. Robert Anthony Daly, who's been in the financial ...

Rob Waldner, chief strategist and head of the multi-sector team for Invesco Fixed Income, suggests that with inflation effectively out of the system, and the Fed likely to cut rates below 3.5% by the ...

Individuals can gift income to heirs by naming them as income beneficiaries for a legacy income trust (LIT) or a charitable remainder trust (CRT). The 2024 gift and lifetime exemption is $13.61 ...