After receiving overwhelming support on the Senate floor last month, the Social Security Fairness Act, which aims to restore ...

A Financial Industry Regulatory Authority arbitration panel has ordered Wells Fargo and one of its financial advisors to pay ...

The Securities and Exchange Commission has written off nearly $10 billion in enforcement penalties in the past 10 years that ...

In all, J.P. Morgan sought nearly $40 million in damages, Finra said. In a counterclaim, Turley requested that the claims be ...

Following the marketing rule's compliance deadline in November 2022, Atlas Financial made false and misleading claims about ...

The wealthiest Americans — those in the top 20% — can in fact spend an estimated $773,000 to $1.165 million more over a ...

Since rolling out in January last year as one of a dozen spot Bitcoin ETFs that the Securities and Exchange Commission ...

Morgan Stanley added that Muccigrosso has reimbursed the firm, according to BrokerCheck.

The industry's self-regulator claims that from February 2014 through November 2024, UBS sent more than 330 million trade ...